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Board of Professional Responsibility
Quarterly Report
pursuant to
Tenn. Sup. Ct. R. 9 § 4.5(b)
Jan. 1st to Apr. 1st to Jul. 1st to Oct. 1st to
2026 Mar. 31st Jun. 30th Sep. 30th Dec. 31st

Complaints
Pending at the beginning of the Quarter 37

Received 620

Administratively Dismissed1 193

Transferred to Investigation 204

Transferred to CAP 231

Pending at the end of the Quarter 27

Requests for Assistance
Pending at the beginning of the Quarter 2

Received 424

Resolved 425

Transferred to Investigations 0

Pending at the end of the Quarter 2

1
Since January 1, 2017, Administrative Dismissals include complaints dismissed due to Complainant’s failure to provide supporting documentation.

Page 1 of 3
Overdrafts
Pending at the beginning of the Quarter 1

Received 22

Dismissed 16

Transferred to Investigation 3

Pending Overdrafts at the end of the Quarter 4

Investigation Files
Pending at the beginning of the Quarter 1492

Opened/Received (from CAP) 234(26)

Dismissed 157

Diversion 12

Private Informal Admonitions 4

Private Reprimands 12

Public Censures 10

Transferred to Litigation 26

Closed: Other2 8

Pending at the end of the Quarter 1497

Retired Status (Included in Pending) 895

2
Duplicates, Respondent went into disbarment, Opened in Error, Respondent found to be deceased during investigation

Page 2 of 3
Litigation Cases
Pending at the beginning of the Quarter 184

New Cases 43

Dismissed 2

Public Censure 2

Disciplinary Suspension 5

Disbarment 4

Temporary Suspension Dissolved 4

Disability Inactive 1

Disability Removed 0

Reinstatements 1

Other3 5

Pending at the end of the Quarter 203

Retired Status (Included in Pending) ~24

Temporary Suspension Cases 7 Filed

Reciprocal Discipline Cases 1 Filed

Total Open Appeals at the end of the Quarter 7

(Revised 4/1/2019; 4/2/2025)

3
Abated by Death; Withdrawn; Nonsuited; Nonserious Crime Notice.

Page 3 of 3

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