sirgo-33343c.pdf (2011)

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’23“ MN 12’ PH 1:3 39
IN DISCIPLTN‘ARY DISTRICT VI
AAAAAA. FAA Ax AA:
01* WE
BOARD OF PROFESSIONAL RESPONSIBHJTY
Atarnnaétisi‘i}
0F {HE “MAME...KEG: SEC":
SUPREME COURT OF TENNESSEE

1N RE: Slum-n l3. Shun BPR NO 25693 FILE NO.33343c-S-K.B
Respondent an attorney licensed
tn piactice law111 Tennnssee
(Williamson County]

PUBLIC CENSURE

The alum-3n cnmnlaint was filed against Shawn l3. Sirgo, an attorney licensed to practice

law in Tennessne, alleging certain acts oi’miscnnduci. ,Punsunnt to Supreme Court Rule 9‘ the

Board of Prnfessional Responsibility considered these math—2m at its meeting an Decmnbcr 10,

.2010.

Respondent‘sclient'13 an employee of a corrupany. Respnndent reprasems the company-

and its; principal in various matters, and necnsinnally represents employees of the company i :1

their personal legal affairs, The client reqneatecl that Respondent rcpresent him in a DUI charge.

Respondent.quoted n 021‘: Fee 01" $1,500.00. which wnuld have to he paid in advance of

representation. In March, 2010, the cmnpzmy's principal agreed to pay Respmident 1% $00.00 as

an advance for the client’s legal fees and Respondent Emgan working on the case. In April, 201.0:

the client trarminated his; mnployment with the company. Respnnclnnt. shortly thereafter, filed a

Mnlion tn Withdraw from representation of the client in his criminal Int-utter based upon the

client‘s. failure to reimburse the company for the advance it had given him for legal fees. At the

client’s request. Respnndent agreed tn continue with represnntation, but only undnr the condition

that the client begin to make payments tn Respondent so that Respondent could reimburse: the
company‘s principal for the fiCi‘."£mC€Ci fee. The client agreed, and litespnncicnt began ttlotking on

thc: client‘s. case again. On Apt-ii 19, 2010. the client rammed to wnrlt' for the company. On, m,-

nht‘ittt MEL}? i3. 2010,, the Client was {eliminated from the cmnpany. 011 the same data:

Rcsimndcnt participated in the completion [if £1 “Separation Notice” fonn required by the

Tennessee: Department of Labor and kai‘orcc Development. Respondent tilled in the block

concerning, the uimumstancea (if the;- sepzn'r-ttinn by indicating there. was terminutinn liar cause

i‘tflSii‘Ci nn the principal's belieii {in May .14, 291th Itespnndwt sent cnn'esinondencm to the client

indicating that chm in his material involvement in the client’s tenninat'ion of enmlnyment from

the CWTttpt-Zln)’, Lt conflict of interest hat? developed which [warrant further representatitm in the:

client’3 panning criminal case. On July 26, 20kt), a former employee sued the company and its

principal. Respondent filed {in Answer to the Complaint on hclmlt' of the cnnipnny anti itn

'pi'incipttL anti till September 1. 2010» filed a Cmmtrarcinim in the action and named the client as it

Cmumcr—Det’rincinnt. Man}: {if the facts contained in tha C‘Dtllftiifil‘tliaii‘ll filed against the slit—mt

n-iirmreci the actions which led to the client‘s termination from the company and the withholding

(i'f‘liu‘ncls from his final paycheck. At Disoipiinaty Counsei‘g t'equesti Respundent withdrew from

Further rcprescnttttion in that matter.

it WEIS impinpet for Respondmit to tint as a collectinn agent for the mummy and its

Linutnt against the climnt during his: representation 0f the niicnt in his criminal matter.

Respontlent created an actual cnnt'lict‘ tut-interest which required i'tiS immediate withdrawal from

hath representation of the company nnci its primipnl in the ccilieution of any debt, zmci ti‘cnn

continued i'ij'CStllTifliiDl‘l of the client in his criminal case. Respondent eventually resumed

reprmscnttttinn in the client’s criminal case and participated in the termination of the client from -

the company This again created 31 conflict of intm'est directly adverse to the client. Raswnclent
prepared an invoice for legal fees remind to the uiium‘s case and provided 11miinfm'mati0n 1c: the

company. That information was used tn withhold funds from the. ciient‘s finai naycheci; From

the company. Respondent had knowledge of the withhn’iding offunds {rum 1hr: client‘s final

_ paycheck E'mm the cmnpamy immediately nfles' his tarmhmiion at; indicmed in his; withdrawal

miter tn the cfient. The withi’wlding of funds from an mupkoyee‘s final pay is pmhibitad by TI'CA

§50-2~103(g). Respmadent tlzm-md‘tcr pm‘ticipmad in iitigmion adverse “m the. client which was

Substantiafiy minted 10 the conduct that is the- E legnd mason far 1116 ciiant’S termindticm :Frnm ihr‘:

company and iis principal.

By the ai‘m'mnml’zicnwd Facts, Shawn P. Sirgof has violated "Rules ol’l-‘mfensionul Conduct

1.6 (confidentiaiiw) 1.7 {conflict of interest). 1.8a) (conflict 01“ interest: prohibited transactions).

and 19 (conflict inntcrest, farmer client) and is; hereby Publiciy Cienmu‘ed for these Viol-admins.

FOR THE BOARD OF
PROFESSIONAL RESPONSIBILITY

52in mama”?
Lela $103151megin CimiU

HLWW {(321313
Dz‘fi’e I I

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