Quarterly Report 2025 Q4.pdf (2017)

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Board of Professional Responsibility
Quarterly Report
pursuant to
Tenn. Sup. Ct. R. 9 § 4.5(b)
Jan. 1st to Apr. 1st to Jul. 1st to Oct. 1st to
2025 Mar. 31st Jun. 30th Sep. 30th Dec. 31st

Complaints
Pending at the beginning of the Quarter 47 34 38 60

Received 410 468 616 518

Administratively Dismissed1 181 182 181 188

Transferred to Investigation 126 198 240 191

Transferred to CAP 117 102 173 162

Pending at the end of the Quarter 34 23 60 37

Requests for Assistance
Pending at the beginning of the Quarter 1 0 0 0

Received 544 545 509 497

Resolved 546 543 509 495

Transferred to Investigations 1 2 0 0

Pending at the end of the Quarter 0 0 0 2

1
Since January 1, 2017, Administrative Dismissals include complaints dismissed due to Complainant’s failure to provide supporting documentation.

Page 1 of 3
Overdrafts
Pending at the beginning of the Quarter 3 3 13 1

Received 17 20 16 20

Dismissed 15 8 25 18

Transferred to Investigation 2 2 3 2

Pending Overdrafts at the end of the Quarter 3 13 1 1

Investigation Files
Pending at the beginning of the Quarter 1598 1439 1481 1493

Opened/Received (from CAP) 160 (32) 195 (54) 230 (40) 212 (21)

Dismissed 207 130 110 160

Diversion 17 16 11 6

Private Informal Admonitions 14 15 5 7

Private Reprimands 6 8 9 5

Public Censures 16 17 17 15

Transferred to Litigation 24 29 24 20

Closed: Other2 32 0 83 2

Pending at the end of the Quarter 1439 1473 1444 1491

Retired Status (Included in Pending) 972 979 898 896

2
Duplicates, Respondent went into disbarment, Opened in Error, Respondent found to be deceased during investigation

Page 2 of 3
Litigation Cases
Pending at the beginning of the Quarter 171 174 172 178

New Cases 18 28 27 34

Dismissed 1 2 0 3

Public Censure 2 3 1 3

Disciplinary Suspension 3 2 6 2

Disbarment 3 2 2 1

Temporary Suspension Dissolved 1 1 0 0

Disability Inactive 1 4 2 1

Disability Removed 0 0 0 0

Reinstatements 1 0 3 2

Other3 2 0 3 3

Pending at the end of the Quarter 174 188 181 195

Retired Status (Included in Pending) ~41 ~25 ~39 ~39

Temporary Suspension Cases 0 Filed 0 Filed 6 Filed 3 Filed

Reciprocal Discipline Cases 4 Filed 1 Filed 1 Filed 1 Filed

Total Open Appeals at the end of the Quarter 13 11 11 14

(Revised 4/1/2019; 4/2/2025)

3
Abated by Death; Withdrawn; Nonsuited; Nonserious Crime Notice.

Page 3 of 3

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